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Spirometry Handbook
 
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Spirometry

Introduction
Measurement of Ventilatory Function
Measurement Devices
The Technique
Predicted Normal Values
Interpretation of Ventilatory Function Tests
Infection Control Measures
Summary
Appendix A
Appendix B
Bibliography
Acknowledgements
Copyright & Disclaimer
Content updated March 2008
Page updated 28 Mar 2008

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ForwardBackInterpretation of Ventilatory Function Tests

Measurements of ventilatory function may be very useful in a diagnostic sense but they are also useful in following the natural history of disease over a period of time, assessing preoperative risk and in quantifying the effects of treatment. The presence of ventilatory abnormality can be inferred if any of FEV1, VC, PEF or FEV1/FVC are outside the normal range.

Classifying Abnormal Ventilatory Function

The inter-relationships of the various measurements are also important diagnostically (see Table and Figure 4). For example,

 

1.

A reduction of FEV1 in relation to the forced vital capacity will result in a low FEV1/FVC and is typical of obstructive ventilatory defects (e.g. asthma and emphysema). The lower limit of normal for FEV1/FVC is around 70-75% but the exact limit is dependent on age. The exact values by age, sex and height are given in the tables in Appendix B. In obstructive lung disease the FVC may be less than the slow VC because of earlier airway closure during the forced manoeuvre. This may lead to an overestimation of the FEV1/FVC. Thus, the FEV1/VC may be a more sensitive index of airflow obstruction.

2.

The FEV1/FVC ratio remains normal or high (typically > 80%) with a reduction in both FEV1 and FVC in restrictive ventilatory defects (e.g. interstitial lung disease, respiratory muscle weakness, and thoracic cage deformities such as kypho-scoliosis).

3.

A reduced FVC together with a low FEV1/FVC ratio is a feature of a mixed ventilatory defect in which a combination of both obstruction and restriction appear to be present, or alternatively may occur in airflow obstruction as a consequence of airway closure resulting in gas trapping, rather than as a result of small lungs. It is necessary to measure the patient's total lung capacity to distinguish between these two possibilities.

 

Figure 4

(Click to enlarge)

Figure 4

Schematic diagram illustrating idealised shapes of flow-volume curves and spirograms for obstructing, restrictive and mixed ventilatory defects.

 

Classification Of Ventilatory Abnormalities by Spirometry

  OBSTRUCTIVE RESTRICTIVE MIXED

FEV1 Decreased value Decreased value or normal

or Normal

Decreased value

FVC Decreased value or normal

or Normal

Decreased value Decreased value

FEV1/FVC Decreased value Normal or

Increased value or normal

 

Decreased value

The shape of the expiratory flow-volume curve varies between obstructive ventilatory defects where maximal flow rates are diminished and the expiratory curve is scooped out or concave to the x-axis, and restrictive diseases where flows may be increased in relation to lung volume (convex).

A "tail" on the expiratory curve as residual volume is approached is suggestive of obstruction in the small peripheral airways. Examination of the shape of the flow-volume curve can help to distinguish different disease states, but note that the inspiratory curve is effort-dependent.

For example, a plateau of inspiratory flow may result from a floppy extra-thoracic airway, whereas both inspiratory and expiratory flow are truncated for fixed lesions.

Expiratory flows alone are reduced for intra-thoracic obstruction (Figure 5).

 

Figure 5

(Click to enlarge)

Figure 5 Maximum expiratory and inspiratory flow volume curves with examples of how respiratory disease can alter its shape

Measuring Reversibility of Airflow Obstruction

To measure the degree of reversibility (typically increased in asthma) of airflow obstruction, perform spirometry before and 10 to 15 minutes after administering a bronchodilator by metered dose inhaler or jet nebuliser. Beta2 agonists (e.g. salbutamol, terbutaline, etc.) are generally considered the benchmark bronchodilator.

To express the degree of improvement,

  • calculate the absolute change in FEV1 (i.e. post-bronchodilator FEV1 minus baseline FEV1) and

  • calculate the percentage improvement from the baseline FEV1.
     

   

FEV1 (post-bronchodilator) - FEV1 (baseline)    

    % Improvement

 =100 X  


   

FEV1 (baseline)

 

There is presently no universal agreement on the definition of significant bronchodilator reversibility. According to the ATS/ERS the criteria for a significant response in adults is:

>12% improvement in FEV1 (or FVC) and an absolute improvement of >0.2 L

Normal subjects generally exhibit a smaller degree of reversibility (up to 8% in most studies). The absence of reversibility does not exclude asthma because an asthmatic person’s response can vary from time to time and at times airway calibre in asthmatic subjects is clearly normal and incapable of dramatic improvement.

Peak Flow Monitoring

When peak expiratory flow is measured repeatedly over a period and plotted against time (e.g. by patients with asthma), the pattern of the graph can be helpful in identifying particular aspects of the patient's disease. Typical patterns are

  • the fall in PEF during the week with improvement on weekends and holidays which occurs in occupational asthma; and

  • the ‘morning dipper’ pattern of some patients with asthma due to a fall in PEF in the early morning hours.

Isolated falls in PEF in relation to specific allergens or trigger factors can help to identify and quantify these for the doctor and patient. A downward trend in PEF and an increase in its variability can identify worsening asthma and can be used by the doctor or patient to modify therapy. PEF monitoring is particularly useful for people with poor perception of their own airway calibre. Response to asthma treatment is usually accompanied by an increase in PEF and a decrease in its variability.

Further practical information about measuring peak flow is given in the National Asthma Council’s Asthma Management Handbook.

 

PEF self-monitoring can be useful in asthma management, particularly in those with poor perception of their own airway calibre.

Choosing an Appropriate Test

It is worth trying to recognise clinical situations and choosing the appropriate test for each. For example,

  • If upper airway obstruction is suspected, flow-volume curve with particular emphasis on inspiration is the best test.

  • For the diagnosis of asthma, spirometry before and after the administration of a bronchodilator, looking for an obstructive pattern with significant improvement, would apply. It is usually necessary to repeat spirometric assessment of airway function at follow-up visits in asthma and other lung conditions where change can occur over short periods of time.

  • In patients suspected of having asthma but in whom baseline spirometry is normal, it may be appropriate to try bronchial challenge testing with measurement of spirometry before and after provocation by exercise or by inhalation of histamine, methacholine or hypertonic saline.

To identify asthma triggers or treatment responses over long periods of time, regular PEF monitoring by the  patient can be helpful.

Spirometry is most useful for:

  • Detection of disease and its severity

  • Identification of asthma triggers

  • Progress/natural history monitoring

  • Treatment response assessment

  • Preoperative assessment